我们的 ITP最佳实践记分卡 is intended to help clients evaluate where they stand on the journey to realizing a no-touch processing workflow leveraging their current investments in ITP. The 计分卡 addresses each phase of the lifecycle—trade enablement and enrichment, 协议, notification and settlements management, and data analytics to help clients adhere to and maximize their current use of ITP solutions.
How will our clients know their system setup is ideal?
Explore the below to discover best practices for each phase of the lifecycle, ways to measure your progress and where to learn more. Select a workflow stage to discover measurement best practices:
最佳实践
100% of SSIs maintained by your custodians or prime brokers
测量
100% of buy-side's SSIs are maintained by your Custodian via GC Direct or by the Prime Broker using the 警报 for PB workflow in 警报
All available SSIs are retrieved from 警报
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最佳实践
100% SI Scan compliance with all local market rules
测量
警报 compliance rate of SSIs is 100%, as shown on the 警报 homepage once logged in
SI扫描上传指南
立即观看
最佳实践
Just-in-time SSI enrichment from 警报 of your SSIs highlighting to your counterparty your settlement preference
测量
Submits either 警报 keys or uses AKAS for real-time 警报 SSI enrichment on 100% of 中医 trades
中医浓缩选项
最佳实践
Uses central matching for all your trades and manages trade exceptions in real-time via an automated tool
测量
Uses a central matching system like 中医 for 100% of your trades (domestic and global) and does not perform duplicative matching
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最佳实践
Matches PSET with counterparty in an automated manner
测量
100% of your 中医 matching profiles have PSET matching turned on
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最佳实践
Includes a tolerance amount in your matching profiles to limit exceptions where possible
测量
Does not use exact match on financial amounts in your matching profiles when possible.
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最佳实践
Either doesn’t use Broker Matching Groups (BRMGs) or manages your membership
测量
Does not use BRMGs or if used 100% of BRMGs are valid and only include brokers from the same organization.
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最佳实践
Uses View Only Broker in applicable BRMGs & View Instructing Party Alleged (VIPA)
测量
Existing View Only Broker (VOB) BICs added to all applicable BRMGs and VIPA subscription is turned on.
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最佳实践
Uses the authoritative trade record resulting from the 中医 match for instructing your custodians/agents/CSDs, including counter- party SSIs enriched directly from 警报
测量
ITP 结算 Notification user or takes back 中医 Info 结算 Response message and counterparty SSIs are enriched directly from 警报 when available to instruct your custodians/agents/CSDs
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最佳实践
Populates PSET and PSAFE according to market best practice
测量
Has CBIC subscription turned on to map PSAFE onto SWIFT when applicable
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最佳实践
Receives pre-settlement and settlement status messages or settlement confirmation files and manages settlement exceptions in real- time via an automated tool
测量
Uses 存 Exception Manager and 结算s Management or similar automated tool to receive or send pre-settlement and settlement status messages or settlement confirmation files
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测量
> 99% 中医 match rate on market trade date
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最佳实践
Greater than 90% Block exceptions fixed within 1 hour
测量
> 90% of Block exceptions fixed within 1 hour
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测量
< 1% of Blocks are touched to resolve exceptions
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测量
100% of your IM counterparty SSIs are maintained in 警报 (e.g. 通过ASSIsT或Broker SSI升降机)
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最佳实践
100% SI Scan compliance with all local market rules
测量
警报 compliance rate of SSIs is 100%, as shown on the 警报 homepage once logged in
SI扫描上传指南
立即观看
最佳实践
Electronically processes settlement preferences
测量
Submits either 警报 keys or uses AKAS for real-time 警报 SSI enrichment on 100% of 中医 trades
中医浓缩选项
最佳实践
Uses central matching for all your trades and manages trade exceptions in real-time via an automated tool
测量
Uses a central matching system like 中医 for 100% of your trades (domestic and global) and does not perform duplicative matching
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最佳实践
Matches PSET with counterparty in an automated manner
测量
100% of your trades match the IM’s PSET where IM has PSET matching turned on
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最佳实践
Uses View Only Broker (VOB) BIC for block transparency with IMs that use BRMGs
测量
Has implemented View Only Broker (VOB) BIC in 中医 and can query for blocks alleged against your VOB BIC by an IM using BRMGs
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最佳实践
Uses the authoritative trade record resulting from the 中医 match for instructing your custodians/agents/CSDs, including counter- party SSIs enriched directly from 警报
测量
Takes back 中医 Info 结算 Response message and counterparty SSIs enriched directly from 警报 when available to instruct your custodians/agents/CSDs
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最佳实践
Populates PSET and PSAFE according to market best practice
测量
Maps PSAFE onto SWIFT when applicable
了解更多
最佳实践
Sends pre-settlement and settlement status messages or settlement confirmation files and manages settlement exceptions in real- time via an automated tool
测量
Uses 存 Exception Manager and 结算s Management or similar automated tool to receive or send pre-settlement and settlement status messages or settlement confirmation files
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测量
> 99% 中医 match rate on market trade date
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最佳实践
Greater than 90% Block exceptions fixed within 1 hour
测量
> 90% of Block exceptions fixed within 1 hour
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测量
< 1% of Blocks are touched to resolve exceptions
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最佳实践
Greater than 99% Same Day Block Entry
测量
> 99% of sell-side blocks entered on market trade date
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