为代理商提供的企业行动信息

的 Depository Trust Company (直接转矩) provides a wide array of services for processing corporate action events for approximately 1.39 million active security issues held at the depository. Agents have the obligation to notify 直接转矩 of all actions to a security, 包括分布, 赎回, 和重组. This webpage is intended to facilitate communication between 直接转矩 和 agents in regards to corporate actions by providing instructions 和 other documentation required for 直接转矩 to process corporate action events.

• 分布

  直接转矩’s 公司行为处理 Service for 分布 provides full lifecycle processing. 的 分布 service includes processing events such as cash 和 stock dividends, 本金和利息&I), 资本利得分配, 资本回报, 分拆, 股票分拆, 和 other events that arise from the servicing of approximately 1.39 million active security issues eligible at the depository. P&I Cash Processing interacts with paying agents 和 issuers annually to facilitate the allocation of P&价值87美元的证券权益.1 trillion to 直接转矩 participants on the scheduled payment date.

  的 following documents should be used for communicating distribution announcements to 直接转矩.

  • 的 MMI CUSIP信息表 用于请求更改MMI CUSIP信息. 填妥的文件可送交: (电子邮件保护).
  • 的 CMO Rate Calculation Table Format provides agents with the format required for submitting dividend/interest & 摊销本金公告详情. 填妥的文件可送交: (电子邮件保护)
  • 的 MMI修改表 is used to request modifications on interest announcements for MMI’s. Post payable interest rate modifications can be requested with the 邮寄付款MMI修改表. 填妥的文件可送交: (电子邮件保护)
  • 的 Authorization Agreement for ACH Debits (Bank) allows 直接转矩 to debit an agent’s (bank’s) account for payment(s) via 直接转矩’s automated clearing house (ACH) debit process. 填妥的文件可送交: (电子邮件保护)
  • 的 Authorization Agreement for ACH Debits (Issuer) allows 直接转矩 to debit an agent’s (issuer’s) account for payment(s) via 直接转矩’s automated clearing house (ACH) debit process. 填妥的文件可送交: (电子邮件保护)
  • 的 Participant Requirement Letter for Treasury Buyback Suppressions is used to request the exclusion of part of a participant’s position from a dividend/interest payment. 填妥的文件可送交: (电子邮件保护)
  • 的 退还超额付款(ROP)索赔说明 outlines the information required to submit a return of overpayment claim request to 直接转矩. 填妥的文件可送交: (电子邮件保护)
  • 的 费率修订表格- 直接转矩因素更新通知 is used by agents to submit a rate revision on a security. 填妥的文件可送交: (电子邮件保护)
  • Release-of-Funds-Retired-Participant-Template allows brokers who retired from 直接转矩 to claim any funds owed to them.
  • 的 浓缩索赔模板-预分配 和 浓缩申索模板-退回多付款项 is used for agents to claim 直接转矩 for use of funds at 直接转矩 discretion.

• 赎回

  直接转矩’s 公司行为处理 Service for 赎回 provides full lifecycle processing. 的 赎回 service includes events such as full 和 partial calls, 最后一定程度, 期限, 全额和部分预退款, 部分废止, 终止妊娠, 和 other events that arise from the servicing of securities eligible at the depository.

  的 following documents should be used for communicating redemption announcements to 直接转矩.

  • 的 Electronic Redemption Notification Instructions provides agents with guidelines for submitting redemption announcement details on partial calls, 完整的电话, 以及最终的本金分配. 填妥的文件可送交: (电子邮件保护)
  • 的 Electronic Redemption Notification Template illustrates the required format for submitting redemption announcement details on partial calls, 完整的电话, 以及最终的本金分配. 填妥的文件可送交: (电子邮件保护)
  • 延期信 is used to request a maturity date extension on a security. 填妥的文件可送交: (电子邮件保护)

• 重组

  直接转矩’s 公司行为处理 Service for 重组 provides full lifecycle processing, including sourcing 和 announcing the details of upcoming events, 接受指示并按指示行事, 和收集, 分配, 并报告由此产生的权利. 的 重组 service includes the announcement 和 processing of events such as exchange offers, 转换, 荷兰式拍卖, 合并, 把, 反向股票拆分, 投标出价, 权利及认股权证的行使, 和 other events arising from the servicing of the securities eligible at the depository.

  的 following documents should be used for communicating reorganizations announcements to 直接转矩.

  Specific client support e-mail addresses are listed in the 客户中心.

  • 的 无效/无效/无价值的信件模板 provides agents with the required verbiage to initiate a m和atory corporate action that authorizes 存 to delete/cancel a participant position on its books 和 records. 的 letter contains the required indemnification language to confirm that the securities are deemed null, 无效, 和毫无价值, 而且以后也不会有付款.